First Substantive Decisions of the UPC Court of Appeal: Seoul Viosys and Philips v. Belkin
The decisions provide initial legal certainty on issues of disclosure, interpretation, infringement, and directors’ liability.
1. Context and Significance
In October 2025, the Court of Appeal of the Unified Patent Court (UPC) issued its long-awaited first substantive decisions: (i) the decision in Seoul Viosys (UPC_CoA_764/2024 & 774/2024) concerning added subject-matter, and (ii) the decision in Philips v. Belkin (UPC_CoA_534/2024, 19/2025, 683/2024) addressing infringement, claim interpretation, and directors’ liability.
These judgments – coming just over two years after the launch of the UPC system – mark the beginning of a true harmonisation of substantive patent law within the framework of the UPCA.
2. The Seoul Viosys Decision (CoA 764/2024 & 774/2024)
In its first substantive decision, the Court of Appeal dealt with the question of whether the granted claims extended beyond the content of the application as originally filed. The defendant in the infringement proceedings had filed a counterclaim for revocation based on added subject-matter. While the court of first instance had upheld the patent, the Court of Appeal reversed that decision and revoked the patent.
The Court confirmed that the relevant test for added subject-matter under Article 65(2) UPCA and Article 138(1)(c) EPC corresponds to the so-called “gold standard” of the EPO: the skilled person must be able to derive the claimed subject-matter directly and unambiguously from the original disclosure, taking into account their common general knowledge. An implicit disclosure is sufficient only if it is the inevitable consequence of what is expressly disclosed.
Particular importance was given to the issue of divisional applications. The Court held that the disclosure must be found not only in the divisional application itself, but also in any earlier application in the chain of filings – including parent and grandparent applications. The deletion of features or the combination of elements from different embodiments may amount to an impermissible intermediate generalisation unless the remaining combination is itself clearly and unambiguously disclosed as a general teaching. Applying this test, the Court found that the patent contained added subject-matter and therefore revoked it.
Commentators have noted that the reasoning closely follows EPO case law, while at the same time representing an autonomous application of these principles under the UPCA. The decision thus establishes a strict disclosure standard as the benchmark for assessing patent validity before the UPC.
3. The Philips v. Belkin Decision (CoA 534/2024, 19/2025 & 683/2024)
In its second substantive decision, the Court of Appeal dealt with several appeals arising from an infringement case before the Munich Local Division. Philips had asserted European Patent EP 2 867 997 against several Belkin entities and their managing directors. The first instance had found infringement and issued injunction, recall, and destruction orders. The Court of Appeal used the case to clarify key issues of infringement law – in particular, claim interpretation, the notion of “offering,” and personal liability of managing directors.
4. Claim Interpretation
The Court confirmed a functional, expert-oriented approach to claim interpretation. The key question was whether a transmitter that only sends a signal of “acceptance” fulfils a claim feature referring to “acceptance or rejection.” The Court of Appeal held that it does, as the technical purpose – the communication of the negotiation result – is achieved. The decisive point is the understanding of the skilled person in light of the description; statements made by the applicant during prosecution may serve as supporting evidence but cannot independently limit the scope of protection.
Accordingly, the Court clarified that the objective technical meaning derived from the description remains decisive, and that the prosecution history does not constitute a primary source of interpretation. This approach – largely in line with expectations – enhances legal certainty for future interpretation disputes before the UPC.
5. “Offering” as an Act of Infringement under Article 25(a) UPCA
The Court of Appeal interpreted the concept of “offering” in an economic and autonomous manner. A legally binding offer is not required; even a mere presentation or invitation to submit an offer can constitute an act of infringement if it enables potential customers to acquire the patented product. Consequently, online product listings, catalogues, or advertisements may amount to infringement, even where no sale has yet occurred.
This broad interpretation – largely consistent with German law – reflects the realities of modern marketing practices. Companies operating within the UPC territory must therefore continue to review their advertising and sales activities carefully to avoid infringement risks.
6. Liability of Managing Directors
A central aspect of the Belkin judgment was the personal liability of managing directors. The Court clarified that mere corporate office does not give rise to liability. Personal liability exists only where the director deliberately uses the company as an instrument of infringement or, being aware of the infringement and its unlawfulness, fails to take reasonable steps to prevent it. This is likely to result, overall, in a management liability regime that is somewhat less strict than under German law, yet still one to be taken seriously.
The Court further emphasised that obtaining well-founded legal advice – for example, a non-infringement or freedom-to-operate opinion – may shield against liability, at least until a first-instance court has confirmed the infringement. As Philips had failed to show intentional or knowing participation by the Belkin directors, the Court lifted the injunctions issued against them.
7. Relationship with National Decisions
Belkin relied on an earlier German decision in which a Philips infringement claim had been dismissed. The Court of Appeal, unsurprisingly, rejected this argument: the res judicata effect of national judgments extends only to their operative part within the respective national territory and between the same parties. The reasoning and interpretation of a national court are not binding on the UPC, which under Articles 34 and 65 UPCA exercises independent jurisdiction.
8. Conclusion
The first substantive decisions of the UPC Court of Appeal – Seoul Viosys and Philips v. Belkin – may hold few surprises in substance, but they nonetheless represent an important milestone in the development of European patent litigation. They provide initial legal certainty on issues of disclosure, interpretation, infringement, and directors’ liability. Further decisions of the Court of Appeal in the coming months are eagerly awaited and will continue to shape the UPC’s emerging jurisprudence.
